Ashby Daniels discusses how he navigated the noncompete and nonsolicit agreement he had with the broker/dealer he left to eventually win back at least a subset of his prior clients.
There was once a time when investors were only interested in those already independent. But wirehouse advisors are finding these same capital sources may have an interest in funding their move.
Once the coronavirus hit and we all started working from home, Bruce Lee's phone started ringing with questions from captive advisors about independence.
