America's Top 100 Wirehouse Advisors

	Name	Firm	City, State	Est. AUM in $MM	Yrs. in Biz	Business Description/Specialty
1	Mark T. Curtis	Smith Barney	Palo Alto, Calif.	15,000	28	Private clients, corporate services, endowments, foundations, retirement plans.
2	Roger Coleman	Smith Barney	Garden City, N.Y.	7,600	26	Corporate equity plans services and HNW asset management.
3	J. Dorian McKelvy	Smith Barney	Menlo Park, Calif.	7,146	25	WM for HNW clients; custody and execution for money managers.
4	Ronald Hart	Smith Barney	Atlanta	6,011	26	HNW Individuals, family offices, foundations and corporations.
5	Grant W. Lee and Antonio deRoza	Smith Barney	San Francisco	5,500	21 and 19	Citi family office, HNW clients.
6	Christopher C. Aitken	Smith Barney	Lutherville, Md.	5,500	22	Consultants to institutions and HNW families.
7	Montford S. Will	Wachovia	Dublin, Ohio	5,000	41	HNW WM, consulting, institutional sales and trading.
8	Andrew Perry	Deutsche Bank Alex. Brown	New York City	4,550	21	HNW individuals and families, equities.
9	George A. Dunn	Smith Barney	Washington, D.C.	4,500	34	HNW and non-profit clients.
10	John Rasweiler	Smith Barney	Morristown, N.J.	4,225	50	Corporate services.
11	Marvin McIntyre	Smith Barney	Washington, D.C.	3,500	40	Strategies in investments, benefits, tax and estate.
12	Tetsu T. Tanimoto	Merrill Lynch	Los Angeles	3,500	38	Institutional consulting, endowment/ foundation/ HNW asset management.
13	Mark Orgel	RBC Wealth Management	Eau Claire, Wis.	3,495	25	WM, M&A, retirement planning, foundations, endowments, trusts.
14	Patrick McBrien	Deutsche Bank Alex. Brown	New York City	3,420	18	HNW individuals and families, equities.
15	Scott Zelnick	Deutsche Bank Alex. Brown	New York City	3,420	18	HNW individuals and families, equities.
16	Barry Snyder	Deutsche Bank Alex. Brown	Palm Beach	3,300	17	Family office focus and market expertise.
17	Scott C. Wilson	Smith Barney	New York City	3,200	24	Financial advisory and WM counsel.
18	John C. Barrett	Merrill Lynch	New York City	3,200	23	Wealth management for UHNW families, individuals and non-profit institutions.
19	Shane Brisbin	Smith Barney	San Francisco	3,000	15	UHNW wealth advisory practice.
20	Danford Meischen	Merrill Lynch	Houston	$3,000	33	Qualified and non-qualified retirement plans.
21	Brian Hetherington	Merrill Lynch	New Caanan, Conn.	3,000	22	Discretionary investment management.
22	Tom Moran	Wachovia	Naples, Fla.	2,800	28	Fee only.
23	Bobby Fisher & Greg Klenke	UBS	Houston, Texas	2,600	14 and 12	Equity based compensation administration and execution.
24	Phil Scott	Merrill Lynch	Bellevue, Wash.	2,500	23	Portfolio management.
25	Brian Ward	Wachovia	Brentwood, Tenn.	2,500	15	401(k), institutional consulting.
26	Roger Stephens	Morgan Stanley	Los Angeles	2,500	11	Corporate qualified and non-qualified plans.
27	Raj Sharma	Merrill Lynch	Boston	2,500	20	Affluent families and corporate executives.
28	David La Placa	Deutsche Bank Alex. Brown	San Francisco	2,500	15	Entrepreneurs, venture capitalists, hedge funds and family offices.
29	Bruce Treitman	Deutsche Bank Alex. Brown	Los Angeles	2,400	24	HNW asset management, asset allocation.
30	A. Perry Chappell	Merrill Lynch	Jacksonville	2,300	12	FP for UHNW individuals, mid-market businesses, regional financial institutions.
31	Walter Meranze	Wachovia	Yardley, Pa.	2,200	41	Stocks, bonds, 401(k)s for corporations.
32	Edwin R. Rodriguez, Jr. “Rod”	Merrill Lynch	New Orleans	2,200	38	WM of HNW individual and corporate clients.
33	Frank Migliazzo	Merrill Lynch	Auburn Hills, Mich.	2,100	29	WM solutions for individuals, families and institutions.
34	Larry Palmer	Smith Barney	Los Angeles	2,000	26	Pre-liquidity planning for senior executives of public/private companies.
35	Dana Jackson	Smith Barney	Menlo Park, Calif.	2,000	15	WM for UHNW individuals and families.
36	Jerome Klein	Merrill Lynch	Century City, Calif.	2,000	13	UNWH clients.
37	Lee Bryan, III	Deutsche Bank Alex. Brown	Winston-Salem, N.C.	2,000	32	Managing assets for HNW individuals and their families.
38	Robert D. H. Anning	Merrill Lynch	Cincinnati, Ohio	2,000	41	Planning and portfolio management for HNW individuals and families.
39	Jeffrey S. Gerson	Smith Barney	New York City	1,900	23	Family office approach with full asset management.
40	John T. Fitzpatrick	UBS	New York City	1,879	22	General UNHW advisory practice.
41	Richard W. Kelley	RBC Wealth Management	Omaha, Neb.	1,877	40	Full-service broker: stocks, bonds, mutual funds.

42	Sanford M. Katz	UBS	San Francisco	1,828	22	Educating and understanding clients to generate optimal results.
43	Peter Philpott	Smith Barney	Fort Worth	1,817	6	WM, family-office-like services.
44	E. Robertson Kibler	Merrill Lynch	Columbia, S.C.	1,800	26	Endowments and foundations, retirement plans, HNW families.
45	Leeds Eustis	UBS	Houston	1,700	12	HNW and UHNW consulting.
46	Mark C. Hutchinson	Smith Barney	Chicago	1,700	23	Total WM to HNW investors.
47	Rebecca Rothstein	Smith Barney	Beverly Hills	1,700	21	Estate, tax and FP for HNW and UNHW; concentrated stock positions.
48	Saly A. Glassman	Merrill Lynch	Blue Bell, Pa.	1,700	28	HNW individuals, corporations and small institutions.
49	Allan Yarkin	Smith Barney	Hallandale, Fla.	1,680	29	WM for HNW individuals and families.
50	Pete K.G. Thompson	Smith Barney	Honolulu	1,653	23	Institutional cash management and fixed income investing.
51	Stephen Brown	Merrill Lynch	Rochester, N.Y.	1,600	19	Family office approach for UHNW clients and corporate executives.
52	Brett Clifford	Deutsche Bank Alex. Brown	Baltimore	1,500	26	Financial planning for wealthy individuals and family offices.
53	Louis Chiavacci	Merrill Lynch	Coral Gables, Fla.	1,500	22	Assisting UHNW families with all their investing and personal financial needs.
54	Stanley Heilbronn	Merrill Lynch	New York City	1,500	43	Customized WM services to families and affluent HNW individuals.
55	Christopher Cook	Merrill Lynch	Florham Park, N.J.	1,500	15	FP, investments, cash flow and estate planning for individuals and families.
56	Robert J. Waldele	Merrill Lynch	New York City	1,500	27	Wealth management for HNW clients.
57	William Einstein	UBS	New York City	1,400	28	Fixed income with a focus on muni bonds.
58	Jay Thornton	Morgan Stanley	Newport Beach, Calif.	1,400	25	Family office structure for UHNW families and entities.
59	Alan B. Whitman	Morgan Stanley	Pasadena, Calif.	1,400	37	Non-modeled approach to managed money.
60	Barry Garber	Deutsche Bank Alex. Brown	Baltimore	1,400	17	Financial solutions for business and community leaders.
61	Nestor Vicknair	Merrill Lynch	Houston	1,400	16	Individual WM, estate planning, asset allocation, lending, cash flow analysis.
62	William King	Merrill Lynch	New York City	1,350	23	FP and portfolio management for affluent families.
63	Kurt Sylvia	Wachovia	Palm Beach, Fla.	1,350	15	Holistic WM.
64	David Cumming	Smith Barney	Albany	1,312	18	Fixed income management and investment policy advisory.
65	Howard S. Lorch	Wachovia	Houston	1,300	39	HNW individuals and corporate clients.
66	Victor Livingstone	Morgan Stanley	Boston	1,300	19	Wealthy families, non-profit, corporate executives, entrepreneurs.
67	Shelley Bergman	Morgan Stanley	New York City	1,300	25	Client service driven, results oriented, team approach, 100 percent referrals.
68	Melissa Harrison	Merrill Lynch	Denver	1,300	7	UHNW individuals, families and institutions.
69	Eric Snyder	Merrill Lynch	New York City	1,300	10	WM for corporate executives, entrepreneurs and professionals.
70	Charles Balducci	Merrill Lynch	New York City	1,300	10	WM for corporate executives, entrepreneurs and professionals.
71	Daniel T. O'Connell	Merrill Lynch	Garden City, N.Y.	1,250	25	HNW advisory services.
72	Mary Deatherage	Smith Barney	Little Falls, N.J.	1,200	22	Financial planning.
73	Carl Hoover	Merrill Lynch	Denver	1,200	26	WM for business owners and executives.
74	Bruce Bickley	UBS	Atlanta	1,157	25	Focus on liquidity events generated through an ESOP.
75	William Easom	Smith Barney	Chicago	1,153	20	Retirement planning.
76	R. Christopher Errico	UBS	New York City	1,100	20	Wealth management.
77	Jonathan Kass	Merrill Lynch	New York City	1,100	14	FP, estate-planning, PM, small business, retirement plans.
78	Janine Lee Craane and Valery Craane	Merrill Lynch	New York City	1,100	25	Global investment strategists for families and institutions.
79	Max Peckler	UBS	Boston	1,085	13	WM for individuals and families.
80	Harold Trischman	Smith Barney	Greenwich, Conn.	1,060	23	Business owners, UHNW retirees and pre-retirees.
81	Douglas Braff	UBS	New York City	1,050	26	Corporate equity compensation programs for Fortune 500 companies.
82	Steven C. Matthews	UBS	Houston	1,036	15	Corporate employee financial services and HNW individuals.
83	Allan J. Flader	UBS	Phoenix, Ariz.	1,025	22	HNW investments, tax minimization and estate strategies.
84	John C. Lopez	Smith Barney	Palo Alto	1,011	21	AM, restricted securities, estate and retirement planning, alternatives, art advisory.
85	Christopher Sargent	Wachovia	Washington, D.C.	1,000	43	HNW individuals and small institutions, including charitable organizations.
86	William D. Leven	UBS	Houston	1,000	16	UHNW and family office clients.
87	Jordan Dickstein	UBS	New York City	1,000	21	WM, asset allocation, and alternative investments for HNW clients.
88	David Barnes	UBS	Dallas	1,000	18	WM for HNW individuals.
89	Dan Livingstone	UBS	New York City	1,000	25	Fixed income managers.
90	Jim Hansberger	Smith Barney	Atlanta	1,000	39	WM for HNW clients.
91	Rusty Tally	Morgan Stanley	Austin	1,000	32	Managed money, HNW, UHNW, institutional.
92	Jeffrey Klotz	Morgan Stanley	New York City	1,000	28	HNW and UHNW families, investments for corporate entities.
93	John W. Davis, III	Deutsche Bank Alex. Brown	Winston-Salem, N.C.	1,000	27	HNW individuals and families.
94	Jim Spanarkel	Merrill Lynch	Paramus, N.J.	1,000	25	Investment advisory services for institutions and non-profits.
95	David Sercu	Merrill Lynch	San Francisco	1,000	15	Global WM.
96	Myles Wittenstein	Merrill Lynch	New York City	1,000	39	Asset allocation, investment management, intergenerational wealth transfer.
97	Robert F. Runkle	Merrill Lynch	Montgomery, Ala.	1,000	25	Asset management to HNW individuals and institutions.
98	Dodd Newton Koeckert	Merrill Lynch	Stamford, Conn.	1,000	25	WM and FP.
99	George Bianco	Merrill Lynch	New York City	1,000	29	HNW individuals, foundations and retirement plans.
100	Tommy McBride	Merrill Lynch	Dallas	1,000	16	Financial Planning.
101	Michael C. Riherd	Merrill Lynch	Walnut Creek, Calif.	1,000	16	HNW individuals, PM, estate plans.

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