In this section we present key findings and insights from our survey questions on practice management and operations, including services offered, the most time-consuming activities, professional designations, custody relationships and documentation trends.
When Frank Maiorano took over in January 2010 as chief executive at Trust Company of America, he told Registered Rep. shortly afterward that company Chairman Stephen A. Finn wanted him to be “the face of the company,” to get out in the field and...
Robert J. McCann’s responsibilities at Swiss bank giant UBS dramatically expanded with a new appointment Thursday. CEO since October 2009 of UBS Wealth Management Americas (WMA), McCann was appointed to the additional role of CEO of the...
Distance from the crisis and improved asset flows gave a little kick to advisor satisfaction this year, according to Registered Rep's Broker Report Card. But the ratings are mixed.
For 23 years, Andrew Costanzo, of Costanzo Financial Group, focused on preserving principal for his clients using fixed instruments, a strategy that lends itself nicely to the tenets of buy-and-hold. But Costanzo doesn't want to have to tell his ...
I am very fortunate as a financial advisor to have an amazing group of clients I work with each day. I consider it an honor to have been given this responsibility by the households I am responsible for; helping people invest for the future is my ...
Peak Advisor Alliance, an FA coaching and resources program led by RIA advisor Ron Carson, has hired two new executive business coaches, Vickie Seitner and Scott Wood. Seitner founded her own coaching company prior to coming to Peak, while Wood...
Registered Rep.: Through your broker/dealer, Financial Network, you're able to have an integrated commission and fee-based platform using your own independent RIA — SageView. How did you decide to become a hybrid advisor?
Randy Long: I've been a...
