In this section we present key findings and insights from our survey questions on practice management and operations, including services offered, the most time-consuming activities, professional designations, custody relationships and documentation trends.
A labor lawyer, armed with depression era law that was originally intended to protect blue-collar workers, is threatening Wall Street's age old compensation structure. Do you deserve to be paid overtime? Sick of paying your assistants salary?
Financial advisors have the best jobs after college professors and software engineers, according to a recent research report from Money magazine and Salary.com.
James Shorris has been promoted as the NASD's executive vice president and head of enforcement. Shorris joined the NASD in November 2003 and has been responsible for the operational management of the Enforcement Department, supervising a staff of...
UBS has hired a prominent black Smith Barney broker.he move came as UBS was negotiating settlement of a class-action suit brought by two black employees who alleged that the firm has systematically discriminated against blacks
