In this section we present key findings and insights from our survey questions on practice management and operations, including services offered, the most time-consuming activities, professional designations, custody relationships and documentation trends.
The reduction of tax drag on a portfolio can potentially have a meaningful impact on your clients’ total after-tax wealth thanks to the power of compounding over time.
Our recently released Financial Professional Outlook survey uncovered some interesting things about advisor behavior. For example, nearly three quarters (72%) of respondents said they wanted more resources to help them acquire clients near or in ...
The head of LPL Financial on where he gets his news, how he gets to work and why he actually schedules down time in his day in order to be more productive.
After the commentary period ended in March, organizations that will be directly affected by the US Financial Industry Regulation Authority’s (FINRA) proposal to gather heaps of customer account information are left wondering whether FINRA...
High tax rates are top of mind for every advisor as they see the impact on their clients’ returns, and therefore this issue is increasingly becoming important for clients as well, particularly for those with higher incomes. As a result, tax...
