In this section we present key findings and insights from our survey questions on practice management and operations, including services offered, the most time-consuming activities, professional designations, custody relationships and documentation trends.
We, the editors of Registered Rep. magazine, are officially opening our
annual hunt for the best in the business. That’s right, we’re asking for nominations
for the Outstanding Advisor Awards
If politicians were traded daily like a stock, which company would best describe them? That’s one perspective Slate, an online magazine, has brought to its coverage of the 2008 presidential campaign.
Merrill Lynch began a round of layoffs this morning: The dismissals reportedly kicked off at 7 a.m. on the trading floor, according to Wall Street news blog Dealbreaker
Financial research firm Morningstar announced today the three winners chosen as “Mutual Fund Managers of the Year.” But with many studies showing one year’s hot managers
Since Manhattan District Attorney Robert M. Morgenthau unsealed indictments on the "swindling" of the late Brooke Astor, grand dame of New York society and Gotham's first lady of philanthropy, the press accounts have focused on the two men...
Registered Rep.: Why would a wirehouse rep want to leave his firm and join yours?
Joe Deitch: At Commonwealth, an experienced advisor can have the best of all worlds
Last year ushered in a new titleholder for the wealthiest man on earth: Mexican telecom tycoon Carlos Slim took that honor, knocking Bill Gates and Warren Buffett into second and third place. And the two American icons of wealth could fall further...
With so much buzz about the RIA world's rapid growth in assets and number of advisors, news about the other independent channel seems to be slipping through the cracks. Just a few years ago, it was the independent broker/dealer firms that were...
U.S. economic growth will be slow in the first half of the year, but in the second half, according to the Securities Industry and Financial Markets Association (SIFMA). SIFMA forecasts GDP growth of 2.1 percent in the first half, as the economy...
Registered Rep. spoke with Francais about competition in the wealth-management business. His firm, Quintile, recently agreed to merge with Kochis Fitz, creating the third-largest RIA in the U.S. Registered Rep.: Considering the talent squeeze in...
