| 401(k) Retirement Plan Support Services: |
| Envestnet Envestnet Retirement Services (ERS) |
Pershing Pershing's Retirement Plan Network |
TD Ameritrade Institutional TD Ameritrade Retirement Plan |
| |
| 401(k) Retirement Plan Support Services Technology: |
| Betterment for Business Betterment for Business |
CircleBlack Compliant & Fiduciary Advice on Clients' 401(k)'s |
The Advisor Lab, a PCS company 401(k) Reporting and Benchmarking Center |
| |
| Asset Managers - Alternatives: |
| 361 Capital The New Core Allocation: Long/Short Equity |
Flexible Plan Investments, Ltd. All-Terrain strategies |
| |
| Corporate Social Responsibility/Diversity: |
| Charles Schwab Investment Management CSIM’s Women’s Advancement Initiatives |
Sheridan Road Charitable Foundation |
| |
| Socially Responsible Investing (SRI)/Impact Investing: |
| Flexible Plan Investments Ltd For A Better World strategy |
Envestnet Envestnet's Impact Investing Platform |
Athena Capital Advisors LLC Social Finance and the Postmodern Portfolio: Theory and Practice |
| |
| Asset Manager - Social Media Leadership: |
| Atlantic Trust Social Media Leadership |
Eaton Vance The Advisory Blog |
361 Capital Balanced Social Media Approach |
| Aberdeen Asset Management 10 Golden Rules/7 Deadly Sins Campaign |
J.P. Morgan Funds Dare to Compare |
| |
| Asset Managers - ETF Strategists: |
| Capital Wealth Planning, LLC CWP ETF Hedged Covered Call Strategy |
CLS Investments Outcome Based Investment Approach |
ETF Model Solutions LLC Enhanced Benchmark for Today's Portfolios |
| |
| Asset Managers - ETFs: |
| John Hancock Investments ETF Research and Education Portal |
Charles Schwab Investment Management Fundamental Index ETFs |
| |
| Asset Managers - Equities: |
| RidgeWorth Investments New Fund Launch: RidgeWorth Capital Innovations Global Resources and Infrastructure Fund |
Blackrock Minimum Volatility Challenge Tool |
| |
| Asset Managers - Fixed Income: |
| Blackrock New Price Yield Calculator for Fixed Income ETFs |
Eaton Vance Laddered Investing Interest Rate Scenario Tool |
Neuberger Berman Dynamic Sector Allocation Chart for NB Strategic Income Fund |
| |
| Asset Managers - Real Estate (including REITs): |
| Cole Capital Advisor Educational Resources: FINRA 15-02 |
Inland Real Estate Investment Corporation Financial Advisor Education |
| |
| Asset Managers - Separate Accounts: |
| Eaton Vance Custom Beta |
Pershing Lockwood - Managed360 |
Natixis Retirement Spending Account |
| Envestnet Quantitative Portfolios (QPs) |
| |
| Asset Manager - Thought Leadership - Product: |
| Fidelity Investments Portfolio Construction Thought Leadership Program |
T. Rowe Price MarketScene App for Financial Advisors |
BlackRock iRetire: Retirement Income Technology for Advisors |
| John Hancock Investments John Hancock Investments - Market Intelligence |
| |
| Asset Manager - Thought Leadership Education: |
| Goldman Sachs EMPOWER |
Guggenheim Investments Guggenheim Investments - Thought Leadership |
Cohen & Steers Investor Education |
| Transamerica Unlocking Social Security: The Keys to Making Your Benefits Work for You |
Aberdeen Asset Management Asset Manager - Thought Leadership |
State Street Global Advisors Addressing the Value Equation |
| |
| Broker/Dealers (less than 1,000 Advisors) - Social Media Leadership: |
| NEXT Financial Group Helping Advisors Obtain Business Through Social Media |
Wedbush Securities Wedbush Social Media Engagement Campaign |
| |
| Broker/Dealers (less than 1,000 Advisors) - Transition Support: |
| The Investment Center Full Service Transition Program |
NEXT Financial Group Making the Transition Easier |
Summit Brokerage eLaunch |
| |
| Broker/Dealers (less than 1,000 Advisors) - Service: |
| NEXT Financial Group Advisor Training and Coaching Program - ELITE (Essential Lessons for Investment Training Excellence) |
CUNA Brokerage Services Honors & Advisor Academy Training |
Summit Brokerage Summit Concierge Services (SCS) |
| |
| Broker/Dealers (less than 1,000 Advisors) - Technology: |
| Summit Brokerage MyDashboard |
Janney Montgomery Scott LLC Financial Aggregation |
Wealthforge Online Private Placements |
| |
| Broker/Dealers (less than 1,000 Advisors) - Practice Management: |
| The Investment Center Advisor Marketing Coaching Program |
NEXT Financial Group NEXT Portfolio Services - A Solution to the DoL Rule |
| |
| Broker/Dealers (1,000+ Advisors) - Corporate Social Responsibility/Diversity: |
| Commonwealth Financial Network Birthday Wishes |
Voya Financial Advisors Voya Financial Awards Scholarship for Veterans and Their Spouses |
| |
| Broker/Dealers (1,000+ Advisors) - Practice Management: |
| Securities America Next Level with Revenue Diagnostic |
Voya Financial Advisors Hybrid Registered Investment Advisory (RIA) Platform |
Cetera Wealth Management Education Platform |
| |
| Broker/Dealers (1,000+ Advisors) - Technology: |
| Commonwealth Financial Network 1-Click Review |
Ladenburg Thalmann $ymbil |
Securities America New Business Solutions |
| Raymond James Client Reporting |
Edward Jones Two-way Texting with Clients |
| |
| Broker/Dealers (1,000+ Advisors) - Service: |
| Kestra Financial Effortless Experience |
Cetera RightBRIDGE |
| |
| Broker/Dealers - Thought Leadership: |
| Charles Schwab The Schwab ETF OneSource 2016 ETF Industry Outlook |
Sigma Financial C-ID Program |
| |
| Compliance/Law Firms: |
| RIA in a Box Launch of New MyRIACompliance RIA Compliance Software |
MarketCounsel MarketCounsel Summit |
| |
| Custodians (Emerging - Less Than $25 Billion) - Technology: |
| Betterment Institutional Betterment Institutional |
Millennium Trust Company MAIN |
Shareholder Service Group SSG Technology and Advisors Advantage Program |
| |
| Custodians ($25 Billion or More) Corporate Social Responsibility/Diversity: |
| Charles Schwab: Schwab Advisor Services RIA Talent Advantage Recruitment Playbook |
TDAmeritrade NextGen Initiative |
| |
| Custodians ($25 Billion Or More) - Practice Management: |
| Charles Schwab: Schwab Advisor Services Schwab Advisor Services Insight to Action Program – Creating a Referral Culture (CRC) |
TD Ameritrade Institutional Driving Business Performance Through Efficiency |
Fidelity Investments Fidelity Research and Insights Provide Advisors with Greater Transparency on M&A and Succession Planning |
| |
| Custodians ($25 Billion Or More) - Transition Support: |
| Pershing LLC, a BNY Mellon Company Strategic Banking and Liability Management Solutions to Manage Clients’ Wealth |
TD Ameritrade Institutional TD Ameritrade Transition Services |
Pershing Advisor Solutions LLC Bulk eSignature |
| |
| Custodians ($25 Billion Or More) - Technology: |
| Pershing, a BNY Mellon company Pershing’s Retirement Plan Network |
TD Ameritrade Institutional Veo Open Access |
| |
| Custodians ($25 Billion or More) - Custodian Social Media Leadership: |
| TDAmeritrade Human Finance Project |
SEI Practically Speaking – SEI Social Media Program |
| |
| Custodians ($25 Billion or More) - Custodian Thought Leadership: |
| TD Ameritrade Institutional RIA Industry Advocacy |
Fidelity Investments Fidelity Helps Industry Build an Army of eAdvisors |
Pershing, a BNY Mellon company "Women: Investing with a Purpose" Thought Leadership Campaign |
| SEI SEI Thought Leadership Program |
| |
| Disruptors - Technology: |
| Hearsay Social Hearsay Social: Empowering Advisors in the Digital Age |
Artivest Artivest Platform Enables Financial Advisors to Better Serve HNW with Private Alts |
RAGE Frameworks, Inc. LiveWealth - Active Advising |
| |
| Disruptors - Industry: |
| Eaton Vance NextShares |
XY Planning Network XY Planning Network |
United Capital Financial Advisers, LLC. FinLife Partners Platform |
| Envestnet Envestnet's Unified Platform |
| |
| Family Offices - Thought Leadership: |
| Fidelity Investments Fidelity Provides Research and Insights on Family Office Executive Compensation |
Athena Capital Advisors LLC Social Finance and the Postmodern Portfolio: Theory and Practice |
Atlantic Trust Family Office Thought Leadership |
| |
| Industry Associations: |
| RIIA The View Across the Silos |
Financial Services Institute FSI CoveredAdvisor Plan |
IMCA New IMCA Applied Behavioral Finance Certificate Program |
| |
| Hedge Funds/Private Equity: |
| Artivest Artivest Private Equity Access Funds |
CAIS CAIS strengthens partnership with Fidelity to offer increased access to PE and hedge funds; adds Mercer institutional PE from Mercer to platform |
SmartVision by eVestment Leading Global Provider of Hedge Fund data. |
| iCapital FinTech platform enabling advisor access to private equity and hedge fund investments, Research about SFO investments in private equity |
| |
| Insurance Service: |
| Chubb New Class of Personal Insurance |
Transamerica Financial Planning in the Shadow of Dementia |
| |
| Insurance Technology: |
| MetLife Interactive Income Tool |
PURE Insurance PURE CyberSafe Solutions |
Sammons Retirement Solutions Inc. PracticeWellTM Adviser Success Strategies Program |
| |
| Investment Banks/Lenders/Succession Planning Consultants: |
| ECHELON Partners Equity Glide Path Program, Buyer Preparation Program |
Live Oak Bank Advisor to Owner: Enabling internal succession |
PFI Advisors, LLC PFI Advisors' M&A Support Services |
| |
| TAMPs: |
| Dynasty Financial Partners Dynasty TAMP platform |
SEI ProcessWise - SEI's Integrated Workflow Program |
AssetMark, Inc. Investing Evolved |
| Envestnet Envestnet's Platform |
Buckingham Asset Management Planning Center |
| |
| Trusts: |
| TD Ameritrade Institutional Advisors Private Wealth Trust |
Atlantic Trust Trust |
Fiduciary Trust Company Creation of a boutique trust company that offers comprehensive wealth management services |
| |
| Account Aggregation: |
| SS&C Advent Black Diamond True Client-Ready Data |
Quovo Integrations & Enhanced Client Portal |
Morningstar ByAllAccountsSM Personal Financial Management Portal for Advisors |
| Envestnet Envestnet | Yodlee |
| |
| Client Portals: |
| eMoney Advisor Innovation – New Application and Innovation - Platform |
SS&C Advent Black Diamond Investor Experience - Boundary-Bending Client Portal |
Citrix ShareFile Portfolio Accounting Integration |
| Oranj Oranj Interactive Client Portal |
Wealth Access, Inc. Aggregated Client Reporting |
| |
| Compliance: |
| BasisCode Compliance Software Platform for Compliance Consultants |
Patrina Corporation Patrina Compliance Suite |
First Rate, Inc. ExecView - Managing Oversight of Client Outcomes Firm-wide |
| Entreda Software Platform for Compliance Consultants |
| |
| Corporate Social Responsibility/Diversity: |
| First Rate, Inc. First Rate Living - Making an Impact with Corporate Values |
Morningstar Morningstar Research Report: Fund Managers by Gender |
| |
| Technology Providers - CRM: |
| Junxure Junxure Cloud CRM Enhancements |
Grendel Custom Object Creation |
Salesforce Transforming the Client-Advisor Relationship for the Digital Age with Salesforce Financial Services Cloud |
| |
| Digital Advisors (Robo): |
| Betterment Betterment |
Advisor Software, Inc. Advisor Software Digital Advisor |
NextCapital New User Interface With Unreached Levels of Personalization |
| Riskalyze Autopilot |
FolioDynamix FolioDynamix/VisX Solutions: Integrating a 'robo' offering in a single platform with UMA, SMA, MF/ETF and Rep as Manager accounts |
| |
| Financial Planning: |
| PIEtech, Inc. myMoneyGuide Planning Experience |
FIS WealthStation Client Web Tools |
Advizr Advizr Platform |
| Advicent Solutions NaviPlan & Figlo: Financial Planning |
Envestnet Envestnet | Finance Logix |
| |
| Document Management: |
| Albridge Albridge PDF Capture |
Laserfiche ECM Laserfiche 10 |
Seismic Seismic Workspace: The Virtual Document Collaboration Platform for Advisors |
| |
| Innovation - New Applications |
| Laserfiche ECM Laserfiche Business Process Library |
Retiree Income Income Solver Fills Retirement Income Gap in Advice |
Vestmark Vestmark Manager Marketplace |
| Advicent Solutions Narrator Connect |
Tradeweb Direct Portfolio Solutions from Tradeweb Direct |
| |
| Innovation - Platform: |
| eMoney Advisor eMoney Platform |
Hearsay Social Hearsay Social: Empowering Advisors in the Digital Age |
Advizr Advizr Platform |
| Enterprise Engineering, Inc. EEI's FS-API - the first API tailored to the Financial Services Industry |
Entreda Unify for RIAs, B-Ds and B-D Reps - Automated Cybersecurity Governance, Risk and Compliance (GRC) Platform and service |
| |
| Portfolio Management, Accounting and Performance Reports: |
| Orion Advisor Services Orion Business Intelligence |
Albridge Performance Web Service Calls |
Fiserv, Inc Fiserv Develops New Technology Solutions to Support Rep-Driven Managed Account Programs on its Core Unified Wealth Platform |
| Envestnet | Tamarac Envestnet | Tamarac Advisor View |
Broadridge Financial Solutions, Inc. New Offering: A Complete Investment Management Solution from the Global Leader in Financial Operations |
FolioDynamix FolioDynamix |
| |
| Rebalancing: |
| TD Ameritrade Institutional iRebal |
Envestnet | Tamarac Envestnet | Tamarac Advisor Rebalancing |
Wealthminder Wealthminder Rebalancing Features |
| MyVest Advanced Tax-Aware Rebalancing |
Tradeweb Direct Portfolio Solutions from Tradeweb Direct |
| |
| Risk Tolerance/Client Profiling: |
| FinaMetrica Risk Tolerance Tool |
Riskalyze Riskalyze |
| |
| Technology Social Media Leadership: |
| Hearsay Social Hearsay Social: Predictive Social Media Technology for Advisors |
Smarsh Smarsh: The Archiving Platform: Support for More Social Media Content Types |
| |
| Technology Thought Leadership: |
| Orion Advisor Services Fuse Developer's Conference |
First Rate, Inc. Client Engagement Thought Leadership |
Morningstar Financial Services Observer: The U.S. Department of Labor's Fiduciary Rule for Advisors Could Reshape the Financial Sector |
| Junxure 'Advisory Leadership', by Greg Friedman, MS, CFP |
Pershing, a BNY Mellon company Advantages of the Emerging Digital Advisor |
| |
| Wealth Reporting/Personal Financial Managers: |
| Oranj Oranj Enhanced Analytics Notifications |
Wealth Access, Inc. PFM for Advisors |
CircleBlack Modern Technology for Tracking and Reporting on Client Holdings |
| Envestnet Envestnet | Yodlee |
| |
