Bill Singer speaks with Larry Nusbaum, partner at Gusrae Kaplan Nusbaum, on the return of corporate finance, IPOs and a new surge of debt deals from small and midcap companies on Wall Street. Nusbaum also shares his thoughts on which financial services firms get hurt the most in an increased regulatory environment, whether a small broker-dealer can float a $5 to $20 million deal today, and why brokers need to be aware of the rules when it comes to being a “finder,” or connecting investors with companies looking for capital.
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