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The government reopening is just a temporary reprieve, and advisors looking to go independent may want to consider other options beyond SEC registration, in case another shutdown occurs.
The acquisition of the $500 million Summit Planning Group is the second foray the firm has made in Wisconsin in a bid to become a nationally branded RIA.
Clients pulled about $8 billion from the wealth unit in the fourth quarter of 2018 as financial market volatility pressured both stocks and fixed-income assets.