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Fresh blood with big enterprise experience—from outside the broker/dealer and RIA space—points to a big growth push.

David Geibel is the new president of Girard, replacing Kevin Norris, who recently retired.

The PPP was designed to keep employees of small businesses on payroll during the pandemic. Out of almost 4.9 million loans, the number of “jobs retained” is zero for 554,146 and blank for 324,122. Seven loans list negative job numbers.

A U.S. district court entered final judgments against former deVere CEO Benjamin Alderson and a former manager, Bradley Hamilton. Alderson was ordered to pay a total of $400,000 in disgorgement, prejudgment interest and civil penalties, while...

The names and addresses of loan recipients under $150,000 were not disclosed, but it may point to the amount of assistance that went to help smaller firms with lower profits and fewer employees.

Recruiters say top Black candidates have learned to be skeptical.

For the first time since 2012, the Asia-Pacific region didn’t lead wealth growth last year -- it was North America.

Rather than a subscription-based service, the RIA's Outsourced CIO will provide customized investment services.

Synergies in technology and investment strategy are cited as reasons behind the move.