News

The wealthtech software provider hired fintech veteran Minerva Tantoco as its first CTO.

Following last week's closing of Schwab's TD Ameritrade acquisition, XYPN is looking to see if the custodian's actions match its words.

SkyView, the Minneapolis provider of bank financing to RIAs that also runs a list of firms for sale, added an investment bank Monday.

The free, virtual conference is scheduled for December and is open to Northwestern Mutual and outside attendees.

Co-founder Michael Kitces said the XY Planning Network was hiring Duane Thompson to help advocate for fiduciary standards on the state level after an appellate court ruled against its suit concerning Regulation Best Interest.

Susan L. Welo claims AdvisorNet cost her her livelihood.

The SEC's guidance comes weeks after news reports indicating that many firms were failing to properly disclose prior issues and stresses that firms cannot omit the disciplinary section, regardless of the answer they give.

Reynaldo Figueredo made the move to the division of Raymond James based on its client-centric culture and boutique feeling, and is the sixth advisor to join the division's Miami office this year.

The leadership changes come just days after Charles Schwab closed its acquisition of TD Ameritrade.