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$1B New Jersey Firm Leaves Osaic for LPL Financial

Jul 24, 2024

Investment Advisors Financial Group sought more autonomy, which led them to the IBD. It’s the latest team to leave Osaic after the firm’s rebranding from Advisor Group.

401(k) Real Talk Episode 115: July 24, 2024

Jul 24, 2024

Open, honest and candid discussion about Human Interest, advisor use of AI, more 401(k) plan haters and the top stories so far this year.

Penn Mutual to Sell Janney Montgomery Scott to KKR

Jul 23, 2024

Once the deal closes, Janney will operate as a standalone, private company and create a broad-based equity ownership program for its 2,300 employees.

Mercer Files Motion to Enforce Subpoena From Former Advisors’ Social Club

Jul 23, 2024

Mercer claims the owners of an RIA it acquired took the funds from the sale and headed to the golf course.

RIA Edge Podcast: Helium Advisors' Tax-Optimized Approach to Building Wealth

Jul 23, 2024

Helium founder and partner Howard Morin explains the benefits of bridging financial planning with deep tax expertise.

Avantax Adds $300M Team from LPL Financial

Jul 23, 2024

Advisors Josh Linton and Mike Koltz join from LPL Financial, where they led the wealth management business for a community bank.

$2.6B Credent Raises Over $50M in Debt Capital

Jul 23, 2024

The investment allows Credent to maintain its advisor ownership, and bring back its shared services platform.

Wealthtech Startup Powder Raises $5M in Seed Funding

Jul 23, 2024

Powder is using generative AI to automate a lot of the tasks involved in the client proposal process.

Genstar Makes Majority Investment in Docupace

Jul 23, 2024

FTV Capital took a majority stake in the company in 2020 and will remain a minority investor.

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News

Wealth Management industry news covering the financial markets, trends and wealth professionals. Stay up to date with Wealth Management news and trends through our free Morning Memo e-newsletter. Join today.

Wealth Management industry news covering the financial markets, trends and wealth professionals.
Stay up to date with Wealth Management news and trends through our free Morning Memo e-newsletter.
Join today.