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Merchant Buys Minority Stake in $12.2B Raymond James OSJ

Jul 26, 2021

The deal allows Concurrent Advisors, a super office of supervisory jurisdiction with Raymond James Financial Services, to create a custom capital solution for its underlying advisors.

Fed MBS Buying High on Agenda as Officials Begin Taper Talk

Jul 26, 2021

Fed leadership doesn’t sound convinced by arguments in favor of a hasty exit strategy.

Apollo Investors Look Past Black-Epstein Tie to Back Impact Fund

Jul 26, 2021

The New York-based firm expects to lock in more than $500 million in commitments in the near future.

FINRA Mulls New Guidance, Rulemaking After GameStop Saga

Jul 23, 2021

At a SIFMA forum, FINRA Chief Legal Officer Bob Colby said the agency would consider new guidance and rules after this year's market volatility.

Goldman Spinoff Simon Tops $800 Million as WestCap Invests

Jul 23, 2021

The funding round will enable the New York-based firm to expand into alternatives like private equity and hedge funds, as well as digital assets.

This Week in Wealth Management Deals

Jul 23, 2021

The advisor moves and acquisitions you may have missed the week of July 19-23, 2021.

What RIA Founders Get Wrong About Private Equity

Jul 23, 2021

Outside investors aren't always heavy-handed operators looking to squeeze the business for a quick, financially lucrative exit.

Opinion: There's a Drought of Quality Financial Advice in the U.S.

Jul 23, 2021

How we got here is important, but our path forward isn’t as obvious as most would suggest.

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News

Wealth Management industry news covering the financial markets, trends and wealth professionals. Stay up to date with Wealth Management news and trends through our free Morning Memo e-newsletter. Join today.

Wealth Management industry news covering the financial markets, trends and wealth professionals.
Stay up to date with Wealth Management news and trends through our free Morning Memo e-newsletter.
Join today.