News

Over the last year, Swenson has been expanding Osaic’s options for advisors who want to operate without a FINRA license.

The alternative investment platform emphasizes its open architecture and sees itself as an enterprise solution for advisors rather than connecting large numbers of asset managers and RIAs.

The challenge from sports betting should be met with better, more innovative financial solutions for retail investors.

The more than $50 million investment in Bleakley will help the hybrid RIA launch an equity ownership program for its advisors and enter the M&A game.

TradePMR poaches four technology hires in an effort to deepen integrations, improve the user experience and better compete with the big custodians.

Adding the Virginia and Pennslyvania-based Agili to CW Advisors will boost the combined firm to 11 offices nationwide, with 113 employees and $10 billion in AUM.

Advisors are being asked to go beyond the Triple Fs as convergence continues to gain traction.