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If confirmed by the U.S. Senate, Jaime Lizarraga would replace Allison Herren Lee and Mark Uyeda would fill an open Republican seat.

The Canadian aggregator of U.S. wealth management firms will use the proceeds of the IPO to pay down debt.

With the continued focus on index providers and the growth of index-based investment products, increased regulation is inevitable, writes the former CEO of S&P Dow Jones Indices.

The big name providers are set to become even bigger, writes the former CEO of S&P Dow Jones Indices.

The billionaire philanthropist has increased her donations to nonprofits based outside the U.S., in countries ranging from Brazil to Micronesia.

Autumn Jordan and Manuel F. Pinazo, who previously worked at Merrill Lynch Wealth Management, were among those who applied for assistance under one of the government’s COVID-19 relief programs "based on false and fraudulent representations and...

Now that it owns a custody platform, Axos Financial is positioning itself as an advocate for small advisors.