News

James Iannazzo was granted entry into an accelerated rehabilitation program which places him under supervision for one year, after which the charges against him will be dismissed.

More than 70 law firms have relocated to the island in last decade.

The new support platform for underrepresented advisors will offer coaching, model portfolios supported by Vanguard and Alpha Architect, and access to a tech stack that includes Altruist, RightCapital, Envestnet | MoneyGuide and more.

Since launching in May 2020, Lex van Dam's SFO Alliance has ballooned to include about 250 firms globally.

Hiring will be across all job functions—69% in customer-facing positions, while 14% will be technology roles.

State Comptroller Glenn Hegar is demanding that more than 140 financial firms disclose their climate policies -- and whether they restrict or prohibit doing business with energy companies.

The $3.6 billion HighPoint Advisor Group agreed to pay more than $760,000 and will also help return funds to harmed clients, according to the SEC order.

New M&T acquisition People’s United will join LPL Financial's institution services platform in the second half of this year.