News

This week, Orion announced it was making it easier for those in need of free financial planning to find help, TIFIN and Morningstar partnered to enhance their AI-powered distribution platform, and eMoney responded to recently passed legislation...

The trend of acquiring smaller firms continued in the RIA space this week. Steward Partners, Wealth Enhancement Group, Mission Wealth, Emigrant Partners, Mariner Wealth Advisors, Slate Hill Partners and Buckingham Strategic Wealth all got in on...

Sanctuary’s board has named former Ladenburg Thalmann executive, and Sanctuary board member, Adam Malamed to lead the firm. Dickson has no further role at the company, according to executives.

Patrick Lawlor will help execute on Savant’s five-year growth plan, which includes an accelerated M&A strategy.

If a sale to private equity firm Clayton, Dubilier & Rice is approved at $53/share, Focus will cease to be a publicly-traded company.

Two brokers with the firm Laidlaw & Co. were penalized for excessive trades that were unsuitable for clients.

Sanctuary Wealth held a grand opening for its new East Coast headquarters on Madison Avenue in New York City.

On social media and at industry gatherings, Spitzner was open and transparent about his acute myeloid leukemia diagnosis.