News

Too many firms were failing to consider and offer lower-cost or lower-risk alternatives to the non-traded products, or other complex offerings like private placements, according to a new report from state regulators.

Modern Wealth has completed its 4th acquisition since establishing anchor offices just weeks after a PE-backed April launch

More than 7,000 advisor firms, 3.6 million client accounts and $1.3 trillion in assets were moved overall.

The addition of Grove Point brings Atria Wealth Solutions to almost $120 billion in assets across seven subsidiary businesses.

Many who custody with one or both have seen no major hiccups so far, while some smaller, TD-only firms expressed confusion and frustration.

RIAs and consultants discuss the opportunities and obstacles advisors face when breaking away from the wirehouses and what buyers are looking for.

Two private equity players take Focus private in an all-cash deal; the firm’s stock has ceased trading on the NASDAQ.