Wealth Management industry news covering the financial markets, trends and wealth professionals.
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The NASD Board of Governors announced today that Mary Schapiro, currently the self-regulator’s head of Regulatory Policy and Oversight, will become the NASD’s chairwoman when the term of its current chief, Robert Glauber, ends in...
Location City: Dubuque Location State: IA Base Salary: 90000 Bonus & Incentives: Eligible for the officer's bonus Position Responsibilities: $1 billion dollar wealth management department in a regional bank in Dubuque, IA... is looking for a...
Location City: Traverse City and Petoskey Location State: MI Base Salary: $50K - $55K Base + Competitive Incentive Position Responsibilities: Major Midwestern Bank seeks strong individuals to serve as Private Client Relationship Managers...
Location City: Western portion of state Location State: MA Base Salary: $125,000 - $130,000 DOE Bonus & Incentives: Includes: 1) Annual bonus incentive eligibility. Payout has averaged 30%. 2) Stock Options Position Responsibilities: Subsidiary...
Talk about an embarrassing blunder: Aspiring brokers who took and failed the Series 7 exam between Oct. 1, 2004 and Dec. 20, 2005 may have passed the test after all...
Like many brokers that sell their own mutual funds under their own name, Merrill Lynch has been struggling to drum up sales. In the latest move, the Wall Street giant announced that it intends to change the name of Merrill Lynch Investment...
The fourth quarter brought mixed news for Morgan Stanley’s retail brokerage, which is struggling to turn itself around post-Phil Purcell. Pretax earnings soared 65 percent to $84 million on net revenue of $1.3 billion (21 percent better than...
Location City: Pittsburgh Location State: PA Base Salary: 100,000-200000 Position Responsibilities: Work as a Financial Consultant with one of the most successful wealth management teams in the country. Must be an experienced stock broker that...
