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The economic power of women is increasing across the globe. In fact, the wealth owned by women is projected to grow 8 percent per year through 2014. And just about every wealth management firm wants a piece of that pie...
Wealth advisor Dan Solin wrote a blog post on The Huffington Post yesterday, slamming Ron Paul for a recent speech he made “disparaging” buy-and-hold investing. But the libertarian may have a point.
Don’t get me wrong; I’m one of the bigge...
This week prosecutors have their hands full of guys who just couldn’t resist dipping into investor funds to pad their pockets. The result? Several separate fraud indictments, as well as a 42-month sentence for one CEO and a $600 million SEC...
FINRA has stepped up the number of cases and the value of fines they levied against advisors last year, but that doesn’t neccessarily mean that the indstury's self-regulatory organization is getting any tougher.
FINRA increased the size of...