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In a report published Wednesday, the Public Investors Arbitration Bar Association claims nine major brokerages' advertisements and marketing material often carry the implication that they put the investors’ interests first, but when it...
(Reuters) - U.S. regulators adopted a new rule Wednesday that will scale back the states' powers to police some public stock offerings, a move that advocates say will spur more capital-raising and critics claim could lead to more fraud...
(Reuters) - High-speed stock trading firms that execute transactions away from exchanges would be subject to greater regulatory oversight under a proposal unveiled on Wednesday by the U.S. Securities and Exchange Commission...
A mini Ric Edelman? | Copyright Oli Scarff, Getty Images
Ric Edelman’s “exponential technology” strategy for investment management is now a BlackRock ETF. The new iShares Exponential Technologies ETF (nysearca:XT) began with the Edelman F...
• Tax Court denies estate’s income tax charitable deduction because the amount wasn’t “permanently set aside” due to pending litigation—In Estate of Belmont v. Commissioner (144 T.C. No. 6 (Feb. 19, 2015)), the U...
Hardeep Walia doesn’t think people have to choose between their brains and their hearts when making investment decisions, and he’s trying to remove that choice...