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Americans think the "long-term" is 4.4 years, Prince's estate owes money for 2006 divorce, and two brokers and a former New York state pension fund official are charged with fraud.
The bank broke SEC rules from March 2013 to May 2015 by using transactions with an affiliate to reduce the amount it was required to keep in its customer reserve account.
Mark Lyttleton was arrested along with his wife Delphine at their west London home in 2013 as part of an investigation, known as Operation Rye, by the U.K. Financial Conduct Authority.
One woman conned four professional athletes in a case of financial fraud, investors consider the financial impact of the election, and an Ameriprise advisor leaks client information.
Despite volatility, self-directed investors are happy with their returns this year, MMI predicts rapid growth for advisory firms, and TD Ameritrade builds a "skill" for Amazon's Alexa.