Wealth Management industry news covering the financial markets, trends and wealth professionals.
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Daniel Marques claims his application to work in the bank's wealth management division was denied after he told a vice president he'd be required to renew his work authorization under DACA.
A Houston financial advisor is accused of defrauding Robert Meachem, moving can boost financial freedom and Raymond James named Jodi Perry to national director position.
Wealthfront opens its college planning tool to all users, Acorns launches its retirement tool and the SEC builds an online tool to find troubled brokers.
An investigation by state securities regulators found the independent broker/dealer failed to prevent the sale of certain equity and fixed-income securities that may not have been properly registered in their domains.