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The director of investor protection at the Consumer Federation of America will focus on 'retail investor protection, including matters relating to policy, broker-dealer oversight, investment adviser oversight, and examinations,' according to the SEC.
The investment from private equity firm Onex Corp., which joins TA Associates as equal capital partners in WEG, will drive the RIA's organic growth and M&A expansion, CEO Jeff Dekko says.
Risk evaluation firm Riskalyze has found a new private equity backer, Hg Capital, as CEO and co-founder Aaron Klein cashes out some of his stake in the business.