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The $3.6 billion HighPoint Advisor Group agreed to pay more than $760,000 and will also help return funds to harmed clients, according to the SEC order.
Jeff Martinovich lost his company, his first marriage, his wealth, his homes, and his securities licenses, among other things. But he refuses to be defined by those losses.
The Wealthies are a way for the retirement and wealth management industries to learn and help each other to enable and support the brave RIAs and RPAs that want to provide better outcomes for clients while growing their practices.