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The future is up for grabs, shaped by innovators, renegades and entrenched players finding new areas of endeavor to mark as their own. Every year, REP. magazine surveys the landscape to find the 10 individuals whose names may be unfamiliar to you...
Every year, REP. magazine surveys the landscape to find the 10 individuals whose names may be unfamiliar to you now, but who are poised to shake up the industry...
A Los Angeles broker will pay for his role in bringing a whole new meaning to the phrase “death benefits.” Michael A. Horowitz agreed to pay $850,000 to settle charges by the Securities Exchange Commission that he constructed a scheme...
Derek Bruton, the former head of LPL Financial’s independent advisor services, has landed at San Diego, Calif.-based Lucia Capital Group, a holding company that includes an RIA, an affiliated RIA, and a broker/dealer, and will be serving as...
In 1989, Registered Representative magazine profiled eight rising stars, highlighting their rapid growth business strategies. Now we've tracked down these brokers to see where they ended up 25 years later. All but two are still working as...