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As the summer winds down, it’s back to school for financial advisors, with the fall/winter conference season getting underway. The importance of attending the right conferences cannot be taken lightly, as they provide an invaluable resource...
Nicholas Schorsch, executive chairman of RCS Capital (RCAP), made his initial foray into the independent broker/dealer space with his purchase of First Allied Securities and The Legend Group, with 1,500 advisors. But since then, Schorsch has been...
As the summer winds down, WealthMangement.com asked advisors for some of the best books they’ve been taking with them on those trips to the beach or on family vacations. ...
• Treasury extends effective date of regulations under Internal Revenue Code Section 67—Final regulations (Treasury Regulations Section 1.67-4) were enacted in May under IRC Section 67 regarding the deductibility of miscellaneous...
The number of women in financial services is growing, but banks are leading the way. According to data provided by Cerulli Associates, women now represent 11.5 percent of all financial advisors, up from the 7.9 percent the firm reported in 2012. ...
“Women are finding their places on the front lines of the securities industry,” read an article published by Registered Representative in 1985. It reported that women made up 13 percent of the overall broker population, according to...