In her final speech, SEC Chair Mary Jo White had some harsh words for Congress.

New year forecasts are always bullish, and often wrong; TD Ameritrade launches new ad campaign; and grandparents spend $2,300 each year on their grandkids.

Targeted towards retirement investors, the FAQs explain basic definitions of the fiduciary rule, why the DOL adopted it, and how it affects everyday consumers.

The Global Wealth & Investment Management division saw its revenue fall from last year.

The Financial Stability Board recommends increased oversight for the likes of BlackRock, Vanguard and Fidelity.

The SEC published its annual list of top compliance priorities for the coming year.

ETFs were more heavily traded than stocks in 2016, J.P. Morgan's strategies for retirement and PFI white paper lists independent lending solutions.

FPA has partnered with T. Rowe Price, getting the active manager, somewhat new to the RIA distribution game, in front of the association's 24,000 members.