The company will now focus on its RIA acquisition strategy in the latter part of this year.

The Pacific Financial Group highlighted hypothetical performance in ads in a way that violated the commission’s marketing rule, according to a settlement order released Friday.

According to the firm’s two recent quarterly filings, Raymond James has reached “a settlement in principle” with the commission’s Enforcement Division, including a $50 million fine.

Cary Carbonaro joins Ashton Thomas as a managing wealth advisor and Women and Wealth Ambassador for the firm.

MDL Wealth represents the eighth team to join Journey since its inception and establishes its presence in the Tampa area.

Don Bennyhoff, who was at Vanguard for nearly 23 years, hopes to differentiate his new firm by helping RIAs demonstrate their value beyond investment management.

In recent earnings calls, both alternative asset managers provided updates on their respective products as they plan to enter an increasingly crowded playing field.

F2 Strategy's co-founder and CEO provides his take on the most important wealth management technology news of the last month.

Jen Roche, who was instrumental in steering Osaic's rebrand, will join LPL Financial's communications and public relations department.