The four largest national brokerages dropped advisor head count by over 1,000 brokers during the past year, according to the most recent round of earnings reports, as each tries to bring advisory services to new types of clients.
The investment research provider believes the revised approach will help investors and advisors find funds most likely to perform well in up and down markets.
Join a livestream of the afternoon networking session at the 2020 Inside ETFs Conference in Hollywood Beach, Fla.
Brian Simms, an advisor at Brendanwood Brokerage, allegedly urged Donna Wagner to invest payouts from a life insurance policy, according to RTV6.
Former CEO John Stumpf agreed to a $17.5 million penalty and an industry ban.
Kirstin Hill was named one of WealthManagement.com's Ten to Watch in 2020 last year.
