A New Jersey resident is seeking damages from Envestnet and Yodlee, with allegations of unsecured data and 'unlawful collection and use of sensitive personal data from millions of consumers.'

A U.S. District Court judge sentenced Sean Donald Premock to 10 years in prison for defrauding his elderly and family member clients out of their life savings.

The program includes dozens of third-party tools available to the firm's advisors at discounted prices.

Hightower continues its acquisition streak, taking a stake in Waltham, Mass.-based Argent Wealth Management, an RIA with $1.7 billion.

The former head of Pershing's custody business is back, this time serving as a board member for $20 billion family office Pathstone.

David C. Coggins, the owner of Coral Gables Asset Management, allegedly defrauded investors by misrepresenting the performance of a private fund, according to a complaint filed by the SEC.

Michigan-based Baldwin Capital Management and Langdon Capital Management join LPL from Voya Financial, while Chicago-based Nestlehut Financial Services moves to Cetera Advisors from Securities Service Network.

The actor and former wrestler is joined by his ex-wife, Dany Garcia, to help Acorns users open UTMA/UGMA accounts.

Diversity and inclusion encourages us to appreciate and celebrate difference and create environments that do so, which opens up the possibility for creating the highest possible organizational performance.

After 38 years, the SEC has changed its 'accredited investor' definition, moving beyond a focus on income and net worth and expanding the pool of those who qualify to invest in private markets.