RIA Edge Podcast: Arnerich Massena’s Reegan Rae on the Secrets of Successful Organic Growth

Jan 28, 2022

Reegan Rae shares her company’s growth philosophy, how it measures growth rates when considering market opportunities and what the future holds for Arnerich Massena when it comes to M&As.

Crypto-Focused Eaglebrook Advisors Lands $20M in Funding

Jan 28, 2022

Eaglebrook Advisors said its platform already has hundreds of advisors using it to manage more than $100 million in assets.

New Wealth Manager Compound Comes Out of Stealth Mode With $37M in Funding

Jan 27, 2022

Bolstered by VC funding, Compound mixes human advice with a technology approach.

Mindy Diamond on Independence: Merrill Lifer Josh Brown on Breaking New Ground With LPL Strategic Wealth Services

Jan 27, 2022

Josh Brown transitioned from mechanical engineer to the Merrill Lynch training program, building a business from zero to $650 million over nearly two decades. Firm changes prompted him and his team to consider their options, launching NorthEnd...

Galvin: Fidelity Failed to Vet Applicants for Options and Margin Trading

Jan 27, 2022

In some cases, applicants claimed they’d gained years of experience in just a few days, or that their annual incomes increased less than one day after a prior application had been denied.

KKR Names New Global Head of Private Wealth

Jan 26, 2022

KKR has appointed Todd Builione to the newly created role of global head of private wealth, as that market now accounts for 10%–20% of new capital coming in the door.

UBS Purchase of Wealthfront Puts Advisors, Tech on Collision Course

Jan 26, 2022

The famously anti-human advice platform is being purchased by UBS for $1.4 billion.

UBS Agrees to Buy Wealthfront for $1.4 Billion in Cash Deal

Jan 26, 2022

The deal will give UBS $27 billion more in assets and over 470,000 more clients in the United States.

401(k) Real Talk: Episode 1

Jan 26, 2022

Open, honest and candid discussions about the latest news in the RPA industry.

Massachusetts to Investigate B/Ds Offering Target-Date Mutual Funds

Jan 26, 2022

The Massachusetts secretary of the commonwealth said the alleged actions by Vanguard and others left smaller investors vulnerable to increased risk and larger tax liabilities.