401(k) Real Chat: Dick Darian and Peter Campagna of Wise Rhino Group

Jun 16, 2023

Retirement industry thought leaders answer three probing questions on critical issues, providing an open, honest and candid dialogue.

The WealthStack Podcast: The Future of Financial Wellness with Adam Holt of Asset-Map

Jun 16, 2023

The founder and CEO of Asset-Map discusses the impact of advice engagement on client outcomes, such as financial wellness and satisfaction.

WealthStack Roundup: EU Passes Artificial Intelligence Act

Jun 15, 2023

Also, Advisor360 releases its 2023 Connected Wealth Report results, Ned Dane joins AdvisorEngine as chief growth officer, and Betterment partners in 529 plan rollout.

A Goldman Partner’s Sexually Explicit Video Led to Millions in Settlement

Jun 15, 2023

The incident sparked a sensitive review overseen by senior leaders. The partner and the woman who complained left the firm by early 2021.

Growth, Fragmentation Driving Private Equity Interest in RIAs

Jun 15, 2023

As much as $3.7 trillion in client assets will be up for grabs in the RIA space over the next five years—and private equity firms want in.

Mindy Diamond on Independence: The Founding Partners of IEQ Capital on Growth, Culture and the Luminous Leap

Jun 15, 2023

Alan Zafran and Eric Harrison, two of the three co-CEOs and founding partners of IEQ Capital, discuss making two leaps to independence from Merrill to Luminous then First Republic to IEQ and share their journey and formula for growth they mastered...

Two Top Pershing Execs Jump Ship

Jun 14, 2023

Pershing's Lisa Crafford and Morgan McGovern have resigned from their roles at the RIA custodian.

Commonwealth Nabs $881M Firm From Securian

Jun 14, 2023

The move comes several months after Cetera announced it would acquire Securian’s retail wealth business, including its b/d and RIA.