Christian Widen, who has business development experience at Schwab, Pershing and Fidelity, joins Gateway Financial Partners.
The company will now focus on its RIA acquisition strategy in the latter part of this year.
The Pacific Financial Group highlighted hypothetical performance in ads in a way that violated the commission’s marketing rule, according to a settlement order released Friday.
According to the firm’s two recent quarterly filings, Raymond James has reached “a settlement in principle” with the commission’s Enforcement Division, including a $50 million fine.
Cary Carbonaro joins Ashton Thomas as a managing wealth advisor and Women and Wealth Ambassador for the firm.
MDL Wealth represents the eighth team to join Journey since its inception and establishes its presence in the Tampa area.
