Nov 01, 2002

It was Smith Barney brokers who gave Sandy Weill the idea to hire Sallie Krawcheck, former head of Sanford C. Bernstein. Brokers had suggested that the Citigroup Chairman buy the independent research firm from Alliance Capital. Instead, he wound...

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Nov 01, 2002

Is now a good time to go independent? With the market continuing its unnerving slide and the state of the economy still uncertain, it's a perplexing question. On the one hand, the larger payouts that independents earn are a big plus when...

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Oct 31, 2002

The Firm: The Lowry Group,Gainesville, Fla. Principal: Joe Lowry B/D Affiliation: Investacorp Year of Independence: 1994 Assets Under Management: $60 million I've been in the financial services business 28 years. I started in the life insurance...

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Oct 31, 2002

The Firm: Hudock Moyer Financial Advisors,Williamsport, Pa. Principal: Barbara Hudock and Jason Moyer B/D Affiliation: Wachovia Year of Independence: 2001 Assets Under Management: $220 million After 26 years at Merrill Lynch, Barbara Hudock didn't...

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Oct 31, 2002

The Firm: Smedley Financial Services Inc.,Salt Lake City Principal: Roger Smedley B/D Affiliation: Securities America Year of Independence: 1983 Assets Under Management: $128 million What's unusual about me is how I got to be a financial planner...

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Oct 30, 2002

The Firm: Foundation Asset Management,Blue Bell, Pa. Principal: Jeffrey Heinel B/D Affiliation: The Investment Center Year of Independence: 1995 Assets Under Management: $100 million I went from food to finance in my career. After I graduated...

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Oct 30, 2002

The Firm: Jeb Bashaw & Co., Houston Principal: Jeb Bashaw B/D Affiliation: Linsco/Private Ledger Year of Independence: 2001 Assets Under Management: $100 million Prior to going independent, I was with UBS PaineWebber from June 2000 until November...

PRIMEDIA’S REGISTRED REP. HONORED WITH 2002 PUBLISHING AWARD

Oct 30, 2002

New Page 1 Registered Rep. Recognized For Design Excellence New York - October 30, 2002 PRIMEDIA’s Registered Rep. magazine, the source for investment professionals, was honored at the Folio: Show with an Ozzie Award for Best Redesign in the...

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Oct 30, 2002

The Firm: Nathan & Lewis Securities,Feasterville, Pa. Principal: Scott Holstein B/D Affiliation: Nathan & Lewis Year of Independence: 2001 Assets Under Management: $118 million I'm a CPA and registered representative of Nathan & Lewis Securities...

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Oct 30, 2002

Is now a good time to go independent? With the market continuing its unnerving slide and the state of the economy still uncertain, it's a perplexing question. On the one hand, the larger payouts that independents earn are a big plus when...