Who Are The Outstanding Brokers?
The Search is On!
For the 23rd consecutive year, Registered Rep. will honor the industry’s top professionals with Outstanding Broker Awards in the May 2003 issue.
The Qualifications:
Anyone can nominate a friend or colleague who meets the following criteria:
- A minimum of three years in the industry as a producing retail registered
representative. - A minimum of one year with his or her present firm as of Jan. 1, 2003.
- Good compliance standing. (Nominees’ compliance records will be
checked—we must have middle name and CRD number.) - Not a previous Outstanding Broker Award recipient.
- Ranked in the top 25 percent of his or her firm’s retail producers.
The Criteria:
Registered Rep. will select the Outstanding Brokers based on:
- Superior performance in money management, client service and business building
- Acknowledged peer recognition and respect.
The Process:
To consider a broker for the award, we must receive the following:
- A completed nominee data form (below)
- A letter on your letterhead as an attached file in Microsoft Word, Word Perfect, AppleWorks, or PDF detailing how the nominee meets each of the three selection criteria.
Deadline for entries is March 15, 2003
| Nominee's Full Name | Nominated by Telephone | ||||||
| Firm Name | References Please Provide names and phone numbers for the following references | ||||||
| Street Address | Company references (colleagues, managers) | ||||||
| Telephone | Client references | ||||||
| 2002, or latest 12-month production | Professional references (CPAs, attorneys, etc., nominee has worked with) Name Telephone Name Telephone | ||||||
Production Mix
who work for nominee | Please attach a letter on your letterhead in Microsoft Word, Word Perfect, Rich Text, AppleWorks, or PDF format detailing how the nominee the three selection criteria. Attachment: |
