NOVEMBER, 2012 – Irving, Texas - TechLeaders, the annual broker-dealer technology conference, has announced the creation of the TechLeaders Advisory Board, a group of top financial industry executives dedicated to enhancing dialogue between...
House Representative Spencer Bachus (R, Ala.), who’s responsible for the controversial SRO (self-regulatory organization) bill introduced this year, is out as chairman of the House Financial Services Committee, but it doesn’t mean the SRO issu...
