Money Management Institute announced Wednesday that Craig Pfeiffer, a seasoned wealth management executive and founder of advisor training firm Advisors Ahead, would be MMI's new president and CEO. Pfeiffer succeeds...
David Tittsworth, the former president and CEO of the Investment Adviser Association, has come out of retirement to join the investment management practice at law firm Ropes & Gray. Tittsworth will serve as counsel in the firm’s...
Scott Curtis, president of Raymond James Financial Services, talks about the importance of manners, the habits he utilizes to successfully make it through the day and winding down with a glass of wine. ...
Long live the king. | Copyright Christopher Furlong, Getty Images
Financial adviser numbers have stabilized in the United Kingdom after five years of sharp decline, according to a report from the Association of Professional Financial Advis...
(Reuters) - A former investment adviser at JPMorgan Chase & Co was arrested Thursday and charged with taking at least $20 million out of client accounts and using it to unsuccessfully trade options and pay personal expenses, authorities said...
A Texas-based Army veteran seems to be living down to his namesake made infamous by folk rock singer Jim Croce’s hit single. Leroy Brown Jr. is facing fraud charges after he falsely portrayed himself as a stockbroker and used his military...
It turns out there might have been some science behind James Bond cleaning out the competition on the poker table in the 2006 film Casino Royale. A study released by the University of Technology in Sydney, Australia has determined that there ...
It's a two-way street.
The penchant for passive over active investment management hasn’t been as pronounced among defined contribution plan sponsors; 57 percent of multi-national companies have a mix of active and passive strategies in the...
