Commonwealth names a new president and COO, one survey finds financial advisor is the most in-demand job in finance and accounting, and Voya advisors can now offer securities-backed lines of credit.
Brian McIntyre, who worked in the self-regulator’s New York office, said FINRA mostly sought to terminate older workers in a September wave of firings.
Clients are open to having their money managed by a big tech-focused firm, Merrill Lynch adds features to its mobile app and LPL hires Richard Steinmeier to head business development.
Guggenheim Partners Investment Management has been in talks with global insurers, sovereign wealth funds and investment pools in Europe, the Middle East and Asia.
Stash kills management fees for those 25 and under, MoneyLion hires Stifel’s Jon Stevenson to run its wealth management division and Fi360 acquires CFFM.
Jeff Bezos to announce his philanthropic intentions this summer, a New York advisor is accused of stealing $5 million from elderly clients and the SEC clarifies its cryptocurrency stance.