Taylor Royal is running for Nebraska State Treasurer, change in the markets could hurt asset managers and StratiFi Technologies raises $7 million in funding.
A Houston financial advisor is accused of defrauding Robert Meachem, moving can boost financial freedom and Raymond James named Jodi Perry to national director position.
FINRA releases FINRA360 Progress Report, new website helps investors find fiduciaries and D.A. Davidson adds at $380 million team in Colorado Springs, Colo.
David Hogg called out big asset managers on Twitter, Daniel Glick was sentenced to 12 years in prison and Dennis Zank is going from Raymond James COO to an advisor.
Chubb creates a cyber risk index, Reegan Rae named managing director for Arnerich Massena’s Wealth Management and Kestra adds True Alpha Wealth Management.