WealthManagement.com hosted nearly 500 industry leaders at its fourth annual Wealth Management Industry Awards at the Ziegfeld Ballroom in New York City on Sept. 13, 2018.
The Bapis Group, a $1.2 billion advisory team, leaves HighTower to join former Morgan Stanley wealth exec Greg Fleming’s Rockefeller Capital Management.
Joel Burstein, a former Raymond James branch manager, has been barred from the industry for 10 years and agreed to pay $80,000 for helping his former father-in-law cover up investment fraud.