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Concurrent acquired Eddy Augsten’s WealthEngage to lead its advisor force in investment and practice management.

Tax-focused advisory Rozovics Group was previously with Cetera Financial Specialists for 17 years.

The firm has hired Jon Frojen, who played a big role in United Capital's sale to Goldman Sachs, as CFO.

SFO Alliance will host private events -- at the moment virtually -- where family offices can discuss everything from private equity to real estate to direct investments in businesses.

The firm is hiring personnel with technological know-how as it focuses on adding enterprise business.

Tom Buck, who is serving 40 months in a federal correctional facility for securities fraud, claims that his age and medical history make him especially susceptible to the novel coronavirus.

David Tepper said that stocks are the most overvalued he's seen since 1999 while Stan Drunkenmiller called a V-shaped recovery a "fantasy."

The SEC says the Pennsylvania RIA Ambassador Advisors and its principals failed to disclose conflicts of interest in mutual fund selections.

Joseph Di Biasi and Gregory McElheny are joining from MML Investors Securities, and will take over Life Certain Wealth Strategies to enable its founder, Herb White, to retire.