People

His family discovered thousands of Post-it notes with potential deals and financial commitments all over the walls at his Park City, Utah, mansion.

Longtime employee Dustin Lucien, the former head of engineering who was most recently listed as the firm's COO, has left Betterment.

The former TDAI executive spent the last days of 2020 studying for his CFP exam and taking a hard look at the regulatory landscape that faces financial planners in 2021.

Flaharty Asset Management has merged with AWA Investment Advisors on its way to becoming a $1 billion firm.

Daryll D. Claxton of Havertown, Pa., is currently in jail, facing charges on more than 50 felony counts, primarily related to child pornography.

The new firm Homestead Wealth Management will be based out of Glendale, Ariz. The two advisors have about $150 million in advisory and brokerage assets under management.