The director of investor protection at the Consumer Federation of America will focus on 'retail investor protection, including matters relating to policy, broker-dealer oversight, investment adviser oversight, and examinations,' according to the SEC.
The investment from private equity firm Onex Corp., which joins TA Associates as equal capital partners in WEG, will drive the RIA's organic growth and M&A expansion, CEO Jeff Dekko says.
As head of Diverse Segments, Clarence Nunn will lead Wells Fargo Wealth and Investment Management's efforts to expand the firm's client diversity and services.
The association's annual event was scheduled to be held in September in Columbus, Ohio, but the spread of the delta variant made the decision 'straightforward,' according to CEO Patrick Mahoney.
