People

Gerber’s firm, Gerber Kawasaki, holds around 440,000 Tesla shares as of December 31.

A federal court found New York-based Adam Belardino guilty of embezzlement and defrauding several investors, as well as employees at his firm in a series of schemes.

Once the company finds a new chief executive, Moore will become executive chairman of the board.

The Los Angeles Lakers star has built a $1.1 billion fortune by being a dominant force on the basketball court and an active dealmaker and investor on the side.

The commission claims Joshua Coleman raised more than $200 million in loans, opening multiple lines of credit and using clients’ funds without permission.

Dave Dase, head of franchise relationships, will take over for Duran, who will still work with the firm on a new coordinated effort to bring Goldman’s capabilities across divisions to the RIA community.

Mario Rivero pleaded guilty in New Jersey federal court to charges of wire fraud and securities fraud.

What would an advisor do differently?

Raymond James systematically 'targeted all the employees' at a Wells Fargo office in Arkansas, according to an arbitration award from FINRA.

Sanctuary’s board has named former Ladenburg Thalmann executive, and Sanctuary board member, Adam Malamed to lead the firm. Dickson has no further role at the company, according to executives.