AIG’s Advisor Group has named Erica McGinnis as its new president and CEO, succeeding Larry Roth, who left to join Realty Capital Securities in early September. McGinnis was serving as the firm’s senior vice president and chief compliance offi...
Morgan Stanley’s managing director of wealth management, Doug Ketterer, 48, on the benefits of having an investment shop in your DNA, the myth of the breakaway broker and training the next generation of advisors.
John Thiel, head of Merrill Lynch’s ‘thundering herd’ of advisors, on Wall Street’s reputation, advisor productivity, and why the wirehouse model of wealth management is here to stay.