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RBC Wealth Management has tapped Tom Sagissor, divisional director of the private client group, as president, a new position. The firm is still searching for a replacement for John Taft, the firm’s CEO who announced his retirement...

Warren Buffett’s holding in Wells Fargo & Co. is approaching 10 percent, a level at which he’d have to pass a Federal Reserve review to keep building his stake...

(Bloomberg) -- Morgan Stanley was ordered to pay more than $34.4 million to the estate of Roy Speer, co-founder of Home Shopping Network, over accusations its stockbrokers took advantage of him with unauthorized trades...

“You can use smart beta smartly or you can use smart beta stupidly.”

Wells Fargo FiNet scores HNW advisor with almost $700 million in assets

The numbers don't add up. The numbers from the recent academic study on the high percentages of “bad brokers” still serving clients at financial advisory firms got a lot of attention in the press (“The Wolves of Wall Street Are Everywhere...

The SEC started its investigation after companies complained that Lemelson had made potentially inaccurate comments about their firms in public forums

Fidelity is going with one of its own to fill the six-and-a-half-month CEO vacancy at eMoney Advisor...

(Bloomberg) -- Wells Fargo & Co., the most valuable U.S. bank, left Chief Executive Officer John Stumpf’s compensation for 2015 unchanged at $19.3 million...

Even as technology reshapes industry after industry, the huge leaps in computing power are transforming modern finance in ways that few have ever imagined