President-elect Trump’s choice for SEC chair, Jay Clayton, has spoken very little on the record about the investment advisory industry he likely will soon oversee. Some observers say the change could be a welcome opportunity to reset the agency's...
A series of court rulings have favored investors who profited from the scam, and provided a cheat sheet for how to hold on to suspiciously robust returns.
One woman conned four professional athletes in a case of financial fraud, investors consider the financial impact of the election, and an Ameriprise advisor leaks client information.
Donald Trump is building the wealthiest cabinet ever, equities exposure at a record high and employees are using stock purchase plans to boost their 401(k)s.
Matt Hougan of Inside ETFs speaks with Ritholtz on the behavioral biases of investors, the need for flesh-and-blood advisors and why lowering fees for “well-behaved” clients makes sense.
