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Women still only account for 23 percent of CFPs, Michigan financial advisor is arraigned on embezzlement charges, and Moss Adams merges with Hein & Associates.

Wealthy Americans over 80 control more assets than those under 50.

Roosevelt fellow J.W. Mason contradicts the belief that the economy has recovered, Louise Linton goes off on Instagram, and advisory firms can learn how to stay on top from HBO.

The advisor admitted to stealing from the couple, and attempted to leverage bad publicity and get them to lie to Charles Schwab.

Find out the value of your firm online, Angelo Alleca sentenced in fraud scheme and Hightower adds a team in Georgia.

A bank-based broker takes Citizens Bank to arbitration for failing to meet some lofty recruitment promises, and wins $1.5 million. Now others are making similar claims against the bank.

Assets under management at the fund have declined 13 percent from their peak last September.

Wine mogul Peter Deutsch lost his claim for compensation from the brokerage of accused mishandling of his account.

Goldco releases a Bitcoin IRA, Ernest Romer III is accused of defrauding clients, and SIFMA redesigns its website to avoid "bottomless silos of information."

Steven Peiken, the new co-head of enforcment, held as much as $9 million worth of stock and William Hinman, the SEC's director of corporate finance, represented big banks and technology companies.