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Edward Jones relaunches its diversity program, Morningstar introduces a cloud-based platform and Jeff Locke’s financial advice.

Orion increases integrations with its Insight app, Chicago-area advisor accused of fraud and there’s more drama with Prince’s estate.

It's been rumored for months that Cordray would resign to run for governor of Ohio.

Hodge led Pimco following the departures of Mohamed El-Erian and Bill Gross.

The rich don't take care of their collectibles, FINRA bars Hank Mark Werner for fraud and Morgan Stanley adds Zelle to its app.

The brokerage confirmed Drew Hawkins’ departure Thursday morning.

The former head of the failed Wall Street firm is working on a comeback.

There’s a large diversity gap in asset management, The Oakley Group joins Raymond James’ Pinnacle Asset Management and David Kutcher is suing a client for defamation.

As part of a plea agreement, Nicholas Mitsakos agreed not to appeal any sentence of 37 months or shorter, and to forfeit about $861,000.

Richard Fuld rebrands firm to Matrix Private Capital Group, Morgan Stanley sued over alleged anti-semitism and Texas passes a law protecting seniors from financial fraud.